Conflict of Interest Guidelines

Comprehensive disclosure requirements for financial and personal conflicts in scientific research

Overview

WiseLeaf Scientific Ventures is committed to maintaining the highest standards of scientific integrity and transparency. All authors, reviewers, and editors must disclose any financial, personal, or professional relationships that could be perceived as influencing their judgment regarding the research being submitted or reviewed. This policy ensures that potential conflicts of interest are identified, disclosed, and appropriately managed.

Types of Conflicts of Interest

Financial Interests

Employment, consultancies, honoraria, stock ownership, patents, and any financial relationships with organizations relevant to the research.

Personal Relationships

Family members, close friends, or personal relationships with individuals or organizations involved in the research or publication process.

Professional Interests

Academic competition, professional advancement, institutional affiliations, or research collaborations that could influence judgment.

Institutional Conflicts

Conflicts arising from institutional financial interests, technology transfer agreements, or administrative positions.

Financial Disclosure Requirements

Mandatory Disclosures

  • Employment or leadership positions in organizations relevant to the research
  • Board membership or advisory positions with for-profit or non-profit organizations
  • Consultancy agreements or speaking fees from relevant organizations
  • Stock ownership, options, or other equity interests exceeding $5,000
  • Patents or patent applications related to the research topic
  • Royalties or licensing fees from intellectual property
  • Research funding from commercial entities
  • Travel support exceeding $1,000 from commercial entities

Time Frame for Disclosure

  • Current financial relationships at time of submission
  • Financial relationships within the past 36 months
  • Anticipated future financial relationships if already arranged
  • Immediate family member relationships (spouse, children, parents)
  • Financial interests of institutions employing the authors

Disclosure Examples and Guidelines

Relationship Type Examples Disclosure Required
Employment Full-time, part-time, or contractor positions Always Required
Consulting Paid advisory roles, expert testimony Always Required
Speaking Fees Honoraria for lectures, presentations If >$1,000
Stock Ownership Shares, options, warrants If >$5,000
Research Funding Grants, contracts, equipment support Always Required
Travel Support Conference travel, accommodation If >$1,000
Board Membership Board of directors, scientific advisory board Always Required
Patents Issued patents, pending applications Always Required

Disclosure Process and Management

Author Responsibilities

  • Complete conflict of interest disclosure forms at time of submission
  • Update disclosures if new conflicts arise during review process
  • Ensure all co-authors complete individual disclosure forms
  • Provide detailed descriptions of financial relationships
  • Include disclosure statements in manuscript when required
  • Respond promptly to editorial requests for additional information

Editorial Management

  • Review all conflict of interest disclosures before peer review
  • Assess potential impact of conflicts on study design and interpretation
  • Determine appropriate management strategies for identified conflicts
  • Ensure reviewer conflicts are identified and managed
  • Make final decisions on publication based on scientific merit and conflict assessment
  • Require revision or additional disclosures when necessary

Non-Disclosure Consequences

Failure to disclose relevant conflicts of interest may result in manuscript rejection, retraction of published articles, or prohibition from future submissions. Authors are expected to err on the side of disclosure when uncertain.

Institutional Conflict Management

Institutional Responsibilities

  • Establish conflict of interest policies and procedures
  • Provide training on conflict identification and management
  • Review and manage institutional financial interests
  • Ensure compliance with federal and regulatory requirements
  • Monitor ongoing conflicts and management plans
  • Maintain confidential records of conflict disclosures

Management Strategies

  • Public disclosure of conflicts in publications and presentations
  • Independent review and oversight of research activities
  • Modification of research plans to minimize bias potential
  • Divestiture of conflicting financial interests
  • Disqualification from participation in conflicted activities
  • External validation of research results and analysis

Peer Review and Editorial Conflicts

Reviewer Responsibilities

  • Decline review invitations when conflicts of interest exist
  • Disclose any relationships with authors or competing interests
  • Maintain confidentiality of review process and manuscript content
  • Avoid using privileged information for personal advantage
  • Recuse from review if unable to provide unbiased assessment
  • Report suspected misconduct or undisclosed conflicts

Editorial Board Conflicts

  • Recuse from handling manuscripts with personal conflicts
  • Transfer editorial decisions to uninvolved editors
  • Disclose relationships that could influence editorial judgment
  • Maintain separation between editorial and commercial activities
  • Ensure transparent handling of institutional submissions
  • Regular review and update of conflict management policies

Disclosure Form Template

Conflict of Interest Disclosure Form

Additional Resources

ICMJE Guidelines

International Committee of Medical Journal Editors recommendations for conflict of interest disclosure

View Guidelines

NIH Guidelines

National Institutes of Health financial conflict of interest regulations and guidance

Access Resources

COPE Guidelines

Committee on Publication Ethics guidance on handling conflicts of interest in publication

Learn More

Transparency Framework

Best practices for transparent reporting of financial relationships and potential conflicts

Download Guide

Questions About Conflict of Interest?

Our editorial office is available to assist with questions about conflict disclosure requirements and management strategies.

Contact Editorial Office